Copyrighting Characters: When Fictional Beings Enter Legal Battles

Introduction

The world of copyright law is complex, often grappling with abstract concepts like creative expression and ownership. This complexity becomes even more apparent when dealing with fictional characters. Can a character, separate from the story in which they originated, be copyrighted? The case of Warner Brothers Pictures vs. Columbia Broadcasting System, also known as the Sam Spade case, offers valuable insight into this legal gray area.

Setting the Stage: The Maltese Falcon and Sam Spade

The heart of this legal battle lies in the gritty world of detective fiction. Author Dashiell Hammett, known for his hard-boiled detective stories, introduced the world to Sam Spade in his serialized story “The Maltese Falcon.” The story, later published as a novel, featured Spade as a cynical yet charming private investigator embroiled in a web of deceit surrounding a coveted statuette, the Maltese Falcon.

The novel’s success led to Alfred Knopf publishing it as a book in 1930, securing its copyright. Subsequently, Hammett and Knopf sold the movie, television, and radio rights to Warner Brothers in a deal known as the “assignment of copyright.” This agreement formed the crux of the legal battle to come.

The Dispute Arises: Ownership of Sam Spade

While Warner Brothers acquired rights to “The Maltese Falcon,” Hammett continued to feature Sam Spade in other stories. This action raised a critical question: did Warner Brothers’ ownership of “The Maltese Falcon” grant them exclusive rights to the character of Sam Spade?

The situation escalated when Hammett granted Columbia Broadcasting System the right to use Sam Spade and other characters from “The Maltese Falcon” in their radio, television, and film productions. This agreement led to the creation of the radio show “The Adventures of Sam Spade,” broadcast weekly between 1946 and 1950.

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Warner Brothers Takes Action: Allegations of Copyright Infringement

Believing their rights had been violated, Warner Brothers sued both Hammett and Columbia Broadcasting System, alleging copyright infringement. Their argument centered on the assertion that their purchase of rights to “The Maltese Falcon” included exclusive rights to all its elements, including individual characters and their names, for any motion picture, television, or radio adaptation.

Hammett’s Defense: Limited Rights Granted

Hammett countered Warner Brothers’ claim, arguing that the “assignment of copyright” only granted them rights explicitly mentioned in the agreement. Since the agreement did not specifically mention individual characters or their names, Hammett argued he retained the right to use them in other works.

The District Court’s Ruling: In Favor of Hammett

The case was first heard in a district court, which ruled in favor of Hammett. This decision set the stage for the case to move to a higher court for further examination.

The Ninth Circuit’s Approach: Building on Precedent

Warner Brothers appealed the district court’s decision, taking the case to the Ninth Circuit. The Ninth Circuit, known for its significant contributions to copyright law, had previously grappled with the question of copyrighting characters. In the case of Nichols v. Universal Pictures, Judge Learned Hand established the “character delineation test,” which suggested that a literary character could be eligible for copyright protection if it was sufficiently well-defined.

Conclusion

The case of Warner Brothers Pictures vs. Columbia Broadcasting System stands as a landmark case in copyright law, specifically concerning the ownership of fictional characters. While the Ninth Circuit ultimately ruled on the case, their decision built upon existing legal precedent and further solidified the understanding of when a character can be considered an independent work eligible for copyright protection.

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